prohibition orders (POs)

Singapore news

MAS issues five-year prohibition order against former DBS representative

The MAS has issued a five-year prohibition order on a former DBS representative.

Regulatory Action

MAS slaps 12-year prohibition order against former Manulife Financial Advisers representative for cheating

Ong Ka Yong was sentenced to 47 months’ imprisonment on Sept 4, 2023.

Banking & finance

MAS bans former AXA and Aviva representatives and one other person for unlawful sub-agency activities

Of the five, four of them were former representatives with AXA Insurance and Aviva Financial Advisers.

Banking & finance

MAS slaps prohibition orders against former insurance agents for cheating

The agents were previously with AIA and Professional Investment Advisory Services.

Regulatory Action

MAS imposes 5-year prohibition order on 6 former Great Eastern agents

They reduced their income taxes by $124,6481 for the 2018 and 2019 years of assessment.

Financially Savvy

Insurance agent receives PO from financial advisory services for cheating

Former Great Eastern representative Selvarajulu Subramaniam was convicted of four counts of cheating in 2021.

Banking & finance

Convicted bank relationship manager slapped with 15-year prohibition order

Han was sentenced to seven years’ imprisonment.

Banking & finance

MAS slaps 10-year prohibition orders against former DBS wealth planning manager

The former wealth planning manager, Marcus Loh, had deceived seven clients into transferring $490,000 to his personal bank account

Banking & finance

Former OCBC rep slapped with five-year prohibition order by MAS for fraud and dishonesty

The PO comes after Zeng’s conviction in the state courts involving fraud and dishonesty.
MAS bans three former remisiers and one former financial advisor for false trading in Koyo International - THE EDGE SINGAPORE

Company in the news

MAS bans three former remisiers and one former financial advisor for false trading in Koyo International

The four persons are among the eight individuals charged for offences related to false trading in the shares of Koyo International
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